Fund Formation & Compliance
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AAPL Conference 2024: Lenders Making Demands
The AAPL Conference 2024 wasn’t just another industry event—it was a reality check. Lenders came ready to talk about the challenges and the solutions they need. From fund formation to compliance, the conversations we had were unfiltered and direct. Curious about it? Read on. What Lenders Want After Fund Formation Failures Fund formation is a...
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Finder’s Fees For Raising Capital
December 20, 2021 By: Dennis H. Doss & Christopher J. Donovan | Doss Law, LLP We are frequently asked about the legality of finder’s fees paid to raise capital for mortgage transactions and pool investments. A finder’s fee is compensation to someone who finds money for an investment. It provides an incentive to the finder to refer...
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SEC Expands Accredited Investor Definition
by Dennis H. Doss & Christopher J. Donovan | Doss Law, LLP Attention fund managers and capital raisers for private offerings! Your pool of potential investors just got much larger. On August 26, 2020, the Securities and Exchange Commission (“SEC”) approved “Amendments” to the definition of “accredited investor.” This definition is a key component of several exemptions...
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